Financial Services
Navigating complexity and delivering clarity
Kain Lawyers partners with financial institutions, corporates and investors to deliver commercially-focused, technically rigorous advice across the evolving financial services landscape. Drawing on deep regulatory insight and transactional expertise, we support clients through increasingly complex compliance environments, market innovation and high-value financing and investment activities.
Our Services
- Regulatory compliance and licensing
- Governance and accountability frameworks
- Funds management
- Financial services disputes and enforcement
- Mergers, acquisitions and capital markets
- Financial product design, distribution and review
Navigating Financial Services with commercially astute advisors
Kain Lawyers works with clients across Australia’s core financial services markets from fund managers through to life companies and wealth groups. We bring together deep regulatory knowledge and transactional expertise to help clients navigate Australia’s complex “twin peaks” regulatory framework, overseen by ASIC and APRA.
As enforcement activity intensifies and governance and accountability obligations continue to expand, we help our clients stay ahead. We act for established institutions and emerging market participants alike, giving us a well-rounded perspective on the full lifecycle of financial services activity from product design and compliance through to growth, investment and dispute resolution.
Key people
Our national team has deep experience in Mergers and Acquisitions, Capital Markets, Finance, Investment Funds, Property, Projects and Infrastructure and Dispute Resolution. Our specialist focus gives us a depth of expertise in the areas of expertise and sectors listed below.
